Las Vegas, Nevada, Securities Lawyers
Securities law will affect business owners, shareholders and investors involved in financing. It is important to work with a legal team that understands the complexities of security law to ensure compliance for your business and financial interests. We work with businesses and brokerage firms in handling compliance issues involving incorporation, shareholder and employment processes and registration with the SEC.
At Rosenfeld & Rinato, we have extensive experience in complex securities cases and represent brokers, hedge funds, investors and financial service companies in all aspects of business and compliance. From drafting contracts, auditing, and handling regulatory investigations, our attorneys can represent you in all transactions and in securities arbitration or litigation where necessary.
We provide focused legal solutions to protect your bottom-line and prevent future liability. Call now at 702-583-6926 or contact us by e-mail to schedule an initial consultation or case evaluation.
Our securities lawyers are experienced in cases involving:
- Debt and equity transactions
- Private placement, reverse mergers, IPOs
- Assure compliance with Securities Acts of 1933 and 1934
- State Blue Sky Law compliance
- Due diligence for investors
- SEC investigations
- Hedge fund registration and regulation
Strategic counsel for business clients
Our attorneys will work with companies to ensure compliance with state and national securities laws. Attorneys from our firm can assist with corporate formation and also capitalization of start-ups. We know that businesses need initial financing, must be sufficiently capitalized to grow, and could later need refinancing or liquidity. At any stage in your business growth and development, our attorneys can counsel you on how to best raise capital and finance your business ventures while remaining compliant with securities law. We also assist public companies interested in going private and help businesses raise capital in private markets.
Securities regulatory investigations: Protect your business and investments
We routinely assist in guiding professionals through investigations by the SEC, state securities commissions and commodity exchanges. We have extensive experience in the procedures and complex legal issues from investigation through enforcement proceedings. Our attorneys will take the time to understand the facts of your case and develop a cohesive strategy to address the potential consequences of an investigation.
Call 702-583-6926 or contact us by e-mail to discuss your case with an experienced Las Vegas, Nevada lawyer. We represent local, national, and international clients in real estate investments, transactions and litigation.
