Frederick C. Bauman Esq.
877-564-0012 (Toll Free)
Fred Bauman joined the leading Las Vegas firm of Rosenfeld & Rinato in 2009. Mr. Bauman is a corporate and securities attorney, representing both issuers and investors in public and private offerings. He has worked with companies from the venture capital stage through to seasoned issuers. Specific transaction types include IPOs, secondary offerings, Form S-1's, reverse mergers, Form 10's and PIPES. Mr. Bauman also has extensive experience in mergers, acquisitions and corporate governance. In addition he has extensive experience in securities, corporate finances, mergers and acquisitions, corporate secretarial, workouts, bankruptcies, litigation management, regulatory, consumer legal, real estate, intellectual property and employment laws. Broad based transactional practice has included general counsel position at public and private companies as well as law firm partnership.
Areas of Practice
- 60% Securities & Corporate
- 20% Alternative Energy
- 20% Minerals & Mining
Bar Admissions
- New York
- Texas
- Pennsylvania
- New Jersey
- Arizona
- California
- Nevada
Education
- Harvard Law School, Cambridge, Massachusetts
- J.D. (Cum Laude)
- University of Delaware, Newark, DE, USA
- B.A. (Cum Laude) - 1974
- Honors: Dean's Scholar
- Major: Chemistry
Past Employment Positions
- Sunterra/Diamond Resorts, VP/General Counsel, 2003 - 2008
- Brown & Bain, Partner, 2000 - 2003
- FINOVA, VP/Assoc Gen Counsel, 1994 - 2000
- Bell Atlantic, SVP/Gen Counsel, 1983 - 1994
- Hawkins Delafield & Wood, Associate, 1981 - 1983
- Davis Polk, Associate, 1977 - 1981
Fraternities/Sororities
- Phi Beta Kappa
- Phi Kappa Phi